Eye of Truth
Lobbyist Report for Prudential Financial, Inc.

Prudential Financial, Inc.

751 BROAD STREET NEWARK, NJ 07102-3777

USA

Lobbying on the following issues:

TAXATION/INTERNAL REVENUE CODE COMMUNICATIONS/BROADCASTING/RADIO/TV FINANCIAL INSTITUTIONS/INVESTMENTS/SECURITIES RETIREMENT

S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Investment in Opportunity Funds (Opportunity Zones) Rulemaking N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act

-

No Bill # - Data Security, Privacy and Breach Legislation

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No Bill #- SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform

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H.R. 1007, S.972 - Retirement Enhancement and Savings Act S.321 - Retirement Security Act of 2019 H.R. 1994 - Setting Every Community Up for Retirement Enhancement Act of 2019 H.R. 1439 - Increasing Access to a Secure Retirement Act of 2019 No Bill # - Association Retirement Plans H.R. 1007, S.972 - Lifetime Income Disclosure & Regulatory Issues - all provisions No Bill # - Automatic Retirement Plan Act No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill # - Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act No Bill # - General Account Legislative Fix N/A - Qualified Professional Asset Manager (OPAM) Exception Amendment N/A - ERISA Clarifications for Securities Originated or Underwritten by Inter-Affiliates N/A - Qualified Default Investment Allocation

-

Lobbyists:

BRUBAKER, ALAN
WACKERLE, REX
PICKEL, BRYAN
BURNS, DAVID
TYLER, RALPH
GABRIEL, ROMAN
Doyle, Robert J
CANCIENNE, LAUREN
SARPER, LAUREN

Foreign Entities:

Foreign Entity Name:
Otsuka Pharmaceutical Co, Inc.
Country :
JAPAN
Contribution :
$0



Lobbying on the following issues:

RETIREMENT FINANCIAL INSTITUTIONS/INVESTMENTS/SECURITIES TAXATION/INTERNAL REVENUE CODE CONSUMER ISSUES/SAFETY/PRODUCTS

H.R. 1007, S.972 - Retirement Enhancement and Savings Act S.321 - Retirement Security Act of 2019 H.R. 1084 - Family Savings Act of 2019 H.R. 1439 - Increasing Access to a Secure Retirement Act of 2019 No bill# - Association Retirement Plans H.R. 1007, S.972 - Lifetime Income Disclosure & Regulatory Issues - all provisions No bill# - Automatic Retirement Plan Act No bill# - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No bill# - Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act No bill# - General Account Legislative Fix N/A - Qualified Professional Asset Manager (OPAM) Exception Amendment N/A - ERISA Clarifications for Securities Originated or Underwritten by Inter-Affiliates N/A - Qualified Default Investment Allocation

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No bill #- SEC Best Interest Standard S.603- Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No bill# - International Insurance Capital Standards H.R.1595- SAFE Banking Act of 2019 No bill# - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No bill# - GSE and FHA Housing Finance Reform H.R. 624- Promoting Transparent Standards for Corporate Insiders Act No bill# - Schumer/Sanders Stock Buyback Bill No bill# - Rubio Stock Buyback Bill No bill# - Swaps Exchange Fund Rulemakings; pre-trade communications No bill# - Swaps and Derivatives Clearing Filing Exemptions for Insurers No bill# - Forthcoming FSOC SIFI Designation Guidance and ABA Rule No bill# - Crapo Senate Banking Housing Finance Reform Proposal

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S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Investment in Opportunity Funds (Opportunity Zones) Rulemaking N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act No bill# - Tax Proposals related to Infrastructure Investments

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No bill # - Data Security, Privacy and Breach Legislation

-

Lobbyists:

BRUBAKER, ALAN
WACKERLE, REX
PICKEL, BRYAN
BURNS, DAVID
TYLER, RALPH
GABRIEL, ROMAN
Doyle, Robert J
CANCIENNE, LAUREN
SARPER, LAUREN

Foreign Entities:

Foreign Entity Name:
Danone SA
Country :
FRANCE
Contribution :
$0



Lobbying on the following issues:

RETIREMENT CONSUMER ISSUES/SAFETY/PRODUCTS TAXATION/INTERNAL REVENUE CODE HEALTH ISSUES FINANCIAL INSTITUTIONS/INVESTMENTS/SECURITIES

S. 3218 - Strengthening Financial Security Through Short-Term Savings Accounts Act of 2018 S. 223, H.R. 3758 - SeniorSafe Act of 2017 H.R. 78 - SEC Regulatory Accountability Act H.R. 5282, S. 2526 - Retirement Enhancement and Savings Act H.R. 854, S. 1383 - Multiple Small Employer Plans - issues relating to MEPs/MSEPs No Bill # - Association Retirement Plans S. 868, H.R. 2055 - Lifetime Income Disclosure & Regulatory Issues - all provisions H.R. 3499 - Automatic IRA - all Provisions H.R. 4523 - Automatic Retirement Plan Act of 2017 No Bill # - Proposed DOL Fiduciary Regulations - all provisions H.R. 4524 - Retirement Plan Simplification and Enhancement Act of 2017 H.R. 2823 - Affordable Retirement Advice for Savers Act H.R. 3910 - To amend the IRS Code of 1986 to make lifetime income and managed accounts options of defined contribution retirement savings plans portable No Bill # - GMWB Interpretive Issues in terms of possible guidance H.R. 4610, S. 3795 - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans H.R. 4610, S. 3795 - Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act H.R. 4604, H.R. 4637, H.R. 4524 - Issues relating to Annuity Selection Safe Harbor S. 3781 - Retirement Security and Savings Act H.R. 355 - Protecting American Families' Retirement Advice Act H.R. 7278 - General Account Legislative Fix No Bill # - Portable Retirement Accounts Legislation No Bill # - Qualified Professional Asset Manager (OPAM) Exception Amendment H.R. 6757 - Family Savings Act No Bill # - ERISA Clarifications for Securitizes Originated or Underwritten by Inter-Affiliates

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S.536 - Cybersecurity Disclosure Act H.R. - Consumer Information Notification Requirement Act

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No Bill # - Federal Disability Insurance Program Solvency No Bill # - "Opt-out" Enrollment Disability Insurance S. 540, H.R. 1393 - Mobile Workforce State Income Tax Simplification Act of 2017 - all provisions No Bill # - Investment in Opportunity Funds (Opportunity Zones) Rulemaking No Bill # - Tax Extenders - CFC Look Through Rule No Bill # - Annuity Tax Treatment Adjustments H.R. 1 - Issues related to the implementation of the Tax Cuts and Jobs Act

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H.R. 4225, S. 2241 - DC Healthcare Exchange Fees

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H.R. 10, H.R. 4061, S. 2155, H.R. 3861 - Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight. S. 3577 - Financial Stability Oversight Council Improvement Act of 2018 No Bill # - Issues relating to U.S. - EU Covered Agreement H.R. 4537 - International Insurance Standards Act of 2017 S. 1360 - International Insurance Capital Standards Accountability Act of 2017 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017)and Fintech report (July 31, 2018). H.R. 2954 - Home Mortgage Disclosure Adjustment Act No Bill # - GSE and FHA Housing Finance Reform H.R. 3861 - Federal Insurance Reform Act H.R. 4061 - Financial Stability Oversight Council Improvement Act No Bill # - Capital Requirements for Supervised Institutions Significantly Engaged in Insurance Activities (RIN 7100 AE 53, June 14, 2016) H.R. 5666, S. 3177 - Primary Regulators of Insurance Voting Act of 2018 No Bill # - Presidential Memorandum on FSOC Reform (April 21, 2017) and Treasury Report (November 2017) No Bill # - CFPB v. National Collegiate Student Loan Trusts Settlement Concerns No Bill # - Bipartisan Housing Finance Reform Act of 2018 S. 3628 - National Flood Insurance Program Extension Act of 2018

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Lobbyists:

BRUBAKER, ALAN
WACKERLE, REX
PICKEL, BRYAN
BURNS, DAVID
TYLER, RALPH
GABRIEL, ROMAN
Doyle, Robert J
CANCIENNE, LAUREN
SARPER, LAUREN

Foreign Entities:

Foreign Entity Name :
FCA North America Holdings LLC
Country :
USA
Contribution :
$0
-
Foreign Entity Name :
Fiat Chrysler Automobiles N.V.
Country :
UNITED KINGDOM
Contribution :
$0
-



Lobbying on the following issues:

COMMUNICATIONS/BROADCASTING/RADIO/TV FINANCIAL INSTITUTIONS/INVESTMENTS/SECURITIES TAXATION/INTERNAL REVENUE CODE RETIREMENT

No Bill # - Data Security, Privacy and Breach Legislation

-

No Bill # - FRB's Market Liquidity Programs: CPPF, SMCCF, PMCCF, and TALF; support adding CMBS and CLOs to TALF and new credit program for mortgage servicers No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - FED Notes "Nontraditional Life Insurance Liabilities" No Bill # - FED Notes "Capturing the Illiquid Premium" No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - Authority to require supervision and regulation of certain nonbank financial companies; final interpretive guidance H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Regulatory Capital Rules: Risk based capital requirements for depository institution holding companies signficantly engaged in insurance activities

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S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Investment in Opportunity Funds (Opportunity Zones) Rulemaking N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act H.R. 748 - CARES Act

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H.R. 1007, S.972 - Retirement Enhancement and Savings Act S.321 - Retirement Security Act of 2019 H.R. 1994 - Setting Every Community Up for Retirement Enhancement Act of 2019 H.R. 1439 - Increasing Access to a Secure Retirement Act of 2019 No Bill # - Association Retirement Plans H.R. 1007, S.972 - Lifetime Income Disclosure & Regulatory Issues - all provisions No Bill # - Automatic Retirement Plan Act No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill # - Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act No Bill # - General Account Legislative Fix N/A - Qualified Professional Asset Manager (OPAM) Exception Amendment N/A - ERISA Clarifications for Securities Originated or Underwritten by Inter-Affiliates N/A - Qualified Default Investment Allocation

-

Lobbyists:

BRUBAKER, ALAN
WACKERLE, REX
PICKEL, BRYAN
BURNS, DAVID
GABRIEL, ROMAN
ADAMCZYK, IAN
Doyle, Robert J
CANCIENNE, LAUREN
SARPER, LAUREN



Lobbying on the following issues:

RETIREMENT FINANCIAL INSTITUTIONS/INVESTMENTS/SECURITIES COMMUNICATIONS/BROADCASTING/RADIO/TV TAXATION/INTERNAL REVENUE CODE

H.R. 1007, S.972 - Retirement Enhancement and Savings Act S.321 - Retirement Security Act of 2019 H.R. 1994 - Setting Every Community Up for Retirement Enhancement Act of 2019 H.R. 1439 - Increasing Access to a Secure Retirement Act of 2019 No Bill # - Association Retirement Plans H.R. 1007, S.972 - Lifetime Income Disclosure & Regulatory Issues - all provisions No Bill # - Automatic Retirement Plan Act No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill # - Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act No Bill # - General Account Legislative Fix N/A - Qualified Professional Asset Manager (OPAM) Exception Amendment N/A - ERISA Clarifications for Securities Originated or Underwritten by Inter-Affiliates N/A - Qualified Default Investment Allocation

-

No Bill # - SEC Best Interest Standard No Bill # - Extension of Terrorism Risk Insurance Act S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - Federal Reserve Economics Paper on Montraditional Life Insurance Liabilities No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - Authority to require supervision and regulation of certain nonbank financial companies; final interpretive guidance H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Regulatory Capital Rules: Risk based capital requirements for depository institution holding companies signficantly engaged in insurance activities

-

No Bill # - Data Security, Privacy and Breach Legislation

-

S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Investment in Opportunity Funds (Opportunity Zones) Rulemaking N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act

-

Lobbyists:

BRUBAKER, ALAN
WACKERLE, REX
PICKEL, BRYAN
BURNS, DAVID
GABRIEL, ROMAN
SARPER, LAUREN
ADAMCZYK, IAN
CANCIENNE, LAUREN
Doyle, Robert J

Foreign Entities:

Foreign Entity Name:
MIH e-commerce Holdings B.V.
Country :
NETHERLANDS
Contribution :
$0



Lobbying on the following issues:

FINANCIAL INSTITUTIONS/INVESTMENTS/SECURITIES COMMUNICATIONS/BROADCASTING/RADIO/TV TAXATION/INTERNAL REVENUE CODE RETIREMENT

No Bill # - SEC Best Interest Standard No Bill # - Extension of Terrorism Risk Insurance Act S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - Implementation of the Home Mortgage Disclosure Act No Bill # - Federal Reserve Economics Paper on Montraditional Life Insurance Liabilities No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan

-

No Bill # - Data Security, Privacy and Breach Legislation

-

S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Investment in Opportunity Funds (Opportunity Zones) Rulemaking N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act

-

H.R. 1007, S.972 - Retirement Enhancement and Savings Act S.321 - Retirement Security Act of 2019 H.R. 1994 - Setting Every Community Up for Retirement Enhancement Act of 2019 H.R. 1439 - Increasing Access to a Secure Retirement Act of 2019 No Bill # - Association Retirement Plans H.R. 1007, S.972 - Lifetime Income Disclosure & Regulatory Issues - all provisions No Bill # - Automatic Retirement Plan Act No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill # - Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act No Bill # - General Account Legislative Fix N/A - Qualified Professional Asset Manager (OPAM) Exception Amendment N/A - ERISA Clarifications for Securities Originated or Underwritten by Inter-Affiliates N/A - Qualified Default Investment Allocation

-

Lobbyists:

BRUBAKER, ALAN
WACKERLE, REX
PICKEL, BRYAN
BURNS, DAVID
GABRIEL, ROMAN
CANCIENNE, LAUREN
SARPER, LAUREN
Doyle, Robert J



Money Spent:

Amount Client Government Entities

$1,200,000

Jul 22, 2019

SECOND QUARTER REPORT

PRUDENTIAL FINANCIAL INC

Internal Revenue Service (IRS)
SENATE
Labor, Dept of (DOL)
Securities & Exchange Commission (SEC)
Office of Management & Budget (OMB)
Federal Housing Finance Agency (FHFA)
Federal Highway Administration (FHA)
HOUSE OF REPRESENTATIVES
Federal Reserve System
Commodity Futures Trading Commission (CFTC)
Treasury, Dept of
Consumer Financial Protection Bureau (CFPB)

$1,170,000

Apr 19, 2019

FIRST QUARTER REPORT

PRUDENTIAL FINANCIAL INC

Internal Revenue Service (IRS)
SENATE
Labor, Dept of (DOL)
Securities & Exchange Commission (SEC)
Office of Management & Budget (OMB)
Federal Housing Finance Agency (FHFA)
Federal Highway Administration (FHA)
HOUSE OF REPRESENTATIVES
Federal Reserve System
Commodity Futures Trading Commission (CFTC)
Treasury, Dept of
Consumer Financial Protection Bureau (CFPB)

$1,150,000

Jan 22, 2019

FOURTH QUARTER REPORT

PRUDENTIAL FINANCIAL INC

Internal Revenue Service (IRS)
SENATE
Labor, Dept of (DOL)
Securities & Exchange Commission (SEC)
Office of Management & Budget (OMB)
Federal Housing Finance Agency (FHFA)
Federal Highway Administration (FHA)
HOUSE OF REPRESENTATIVES
Federal Reserve System
Commodity Futures Trading Commission (CFTC)
Treasury, Dept of
Consumer Financial Protection Bureau (CFPB)

$790,000

Apr 20, 2020

FIRST QUARTER REPORT

PRUDENTIAL FINANCIAL INC

Internal Revenue Service (IRS)
SENATE
Labor, Dept of (DOL)
Securities & Exchange Commission (SEC)
Office of Management & Budget (OMB)
Federal Housing Finance Agency (FHFA)
Federal Highway Administration (FHA)
HOUSE OF REPRESENTATIVES
Federal Reserve System
Commodity Futures Trading Commission (CFTC)
Treasury, Dept of
Consumer Financial Protection Bureau (CFPB)

$730,000

Jan 17, 2020

FOURTH QUARTER REPORT

PRUDENTIAL FINANCIAL INC

Internal Revenue Service (IRS)
SENATE
Labor, Dept of (DOL)
Securities & Exchange Commission (SEC)
Office of Management & Budget (OMB)
Federal Housing Finance Agency (FHFA)
Federal Highway Administration (FHA)
HOUSE OF REPRESENTATIVES
Federal Reserve System
Commodity Futures Trading Commission (CFTC)
Treasury, Dept of
Consumer Financial Protection Bureau (CFPB)

$680,000

Oct 21, 2019

THIRD QUARTER REPORT

PRUDENTIAL FINANCIAL INC

Internal Revenue Service (IRS)
SENATE
Labor, Dept of (DOL)
Securities & Exchange Commission (SEC)
Office of Management & Budget (OMB)
Federal Housing Finance Agency (FHFA)
Federal Highway Administration (FHA)
HOUSE OF REPRESENTATIVES
Federal Reserve System
Commodity Futures Trading Commission (CFTC)
Treasury, Dept of
Consumer Financial Protection Bureau (CFPB)