Council of Institutional Investors
1717 Pennsylvania Ave. NW Suite 350 Washington D.C, DC 20006 USA |
Lobbying on the following issues:
FINANCIAL INSTITUTIONS/INVESTMENTS/SECURITIES Oct. 28, 2019CII amicus brief in Salzberg v. Sciabacucchi to the Delaware Supreme Court regarding forum selection provisions Oct. 24, 2019CII comment letter to SEC on proxy advisor regulation Oct. 23, 2019CII letter to Chair and Ranking Member of Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets regarding hearing on Examining Corporate Priorities: The Impact of Stock Buybacks on Workers, Communities, and Investors Oct. 17, 2019CII letter to SEC on proposal to modernize Regulation S-K Oct. 15, 2019CII letter to SEC on proxy advisor regulation co-signed by 60 investors and investor organizations Oct. 9, 2019CII letter to SEC on PCAOB appointments Oct. 3, 2019CII letter to SEC on Concept Release on Harmonization of Securities Offering Exemptions Sept. 20, 2019CII letter to Airbnb on equity structure as a public company Sept. 19, 2019 Joint letter to the SEC on new no-action policy Sept. 17, 2019Joint Petition to the SEC for Transparency of Funding of Consolidated Market Data Sept. 13, 2019CII letter to Delaware State Bar Association to amend DGCL to limit dual class stock companies Sept. 13, 2019CII letter to ABA to amend the MBCA to limit dual class stock companies Sept. 4, 2019CII letter to Peloton on equity structure as a public company Aug. 22, 2019CII letter to SEC/CFTC on customer margin rules Aug. 15, 2019CII letter to SEC on proxy voting and proxy advisors Aug. 12, 2019CII letter to SEC on 14a-8 process Aug. 2, 2019CII letter to The We Company on equity structure as a public company Aug. 1, 2019CII letter to SEC on LTSE proposed rule change to adopt rule 14.425 Aug. 1, 2019Joint CII and Investment Company Institute amicus brief in support of denying stock exchange petitions for review of the SEC's transaction fee pilot - Lobbyists: Mahoney, Jeffrey P Held the following Government positions General Counsel
Foreign Entities: Foreign Entity Name: Schneider Electric SECountry : FRANCEContribution : $0 |
Lobbying on the following issues:
FINANCIAL INSTITUTIONS/INVESTMENTS/SECURITIES Jan. 30, 2020Comment letter to the SEC on proposed rules for proxy voting advice Jan. 30, 2020Comment letter to the SEC on proposed amendments to Rule 14a-8 Jan. 28, 2020CII appeal to SEC regrading FOIA determination Jan. 16, 2020CII letter to SEC on NYSE proposed direct listings rule Jan. 9, 2020Letter Thanking Intuits Board on Opposing Mandatory Arbitration Shareholder Proposal Dec. 31, 2019Letter to SEC GC seeking dispute resolution on FOIA request for SEC analysis of errors by proxy advisors Dec. 5, 2019Letter to SEC on NMS Plan Fee Amendments Dec. 2, 2019Letter to Speaker and Republican Leader on Insider Trading Prohibition Act Nov. 26, 2019Letter to SEC on PCAOB auditor independence guidance Nov. 25, 2019Letter to House Financial Services Committee leaders on PE fund hearing Nov. 22, 2019Letter to SEC with additional organizations supporting 120-day comment period on proposed rules Nov. 15, 2019Letter to SEC requesting 120-day comment periods on proxy advisor and 14a-8 proposals Nov. 14, 2019Letter to SEC requesting more information on proxy advisor proposal Nov. 14, 2019CII FOIA request for SEC analysis of alleged proxy advisor errors Response letter Nov. 4, 2019CII & CFA joint letter to UK Department for Business, Energy and Industrial Strategy on internal controls Oct. 28, 2019CII amicus brief in Salzberg v. Sciabacucchi to the Delaware Supreme Court regarding forum selection provisions Oct. 24, 2019CII comment letter to SEC on proxy advisor regulation Oct. 23, 2019CII letter to Chair and Ranking Member of Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets regarding hearing on Examining Corporate Priorities: The Impact of Stock Buybacks on Workers, Communities, and Investors Oct. 17, 2019CII letter to SEC on proposal to modernize Regulation S-K Oct. 15, 2019CII letter to SEC on proxy advisor regulation co-signed by 60 investors and investor organizations Oct. 9, 2019CII letter to SEC on PCAOB appointments Oct. 3, 2019CII letter to SEC on Concept Release on Harmonization of Securities Offering Exemptions Sept. 20, 2019CII letter to Airbnb on equity structure as a public company Sept. 19, 2019 Joint letter to the SEC on new no-action policy Sept. 17, 2019Joint Petition to the SEC for Transparency of Funding of Consolidated Market Data Sept. 13, 2019CII letter to Delaware State Bar Association to amend DGCL to limit dual class stock companies Sept. 13, 2019CII letter to ABA to amend the MBCA to limit dual class stock companies Sept. 4, 2019CII letter to Peloton on equity structure as a public company Aug. 22, 2019CII letter to SEC/CFTC on customer margin rules Aug. 15, 2019CII letter to SEC on proxy voting and proxy advisors Aug. 12, 2019CII letter to SEC on 14a-8 process Aug. 2, 2019CII letter to The We Company on equity structure as a public company Aug. 1, 2019CII letter to SEC on LTSE proposed rule change to adopt rule 14.425 Aug. 1, 2019Joint CII and Investment Company Institute amicus brief in support of denying stock exchange petitions for review of the SEC's transaction fee pilot - Lobbyists: Mahoney, Jeffrey P Held the following Government positions General Counsel
Foreign Entities: Foreign Entity Name: Kromek Group PLCCountry : UNITED KINGDOMContribution : $0 |
Lobbying on the following issues:
FINANCIAL INSTITUTIONS/INVESTMENTS/SECURITIES April 16, 2020CII comment letter to SEC on NYSE direct listing proposal April 9, 2020CII letter to PCAOB Chairman on Luckin Coffee Inc. March 27, 2020Reactions from Legal Experts to Footnote # 169 in Salzberg v. Blue Apron Holdings, Inc., et al. March 19, 2020CII comment letter to PCAOB on Quality Control Standards March 16, 2020CII comment letter to SEC on Qualifications of Accountants March 12, 2020CII response to Hang Seng dual class consultation Feb. 27, 2020Remarks to SEC IAC on Initial Reporting of CAMs Feb. 20, 2020CII comment letter to the SEC on amendments to exemptions from the proxy rules for proxy voting advice Feb. 20, 2020CII comment letter to the SEC on proposed order regarding the National Market System plans Feb. 13, 2020CII and investor letter to the SEC on pragmatic problems with proposed proxy advisor regulation Feb. 13, 2020CII supplemental comment letter on SEC proposal to regulate proxy advisors, posing questions about on the economic analysis Feb. 11, 2020Comment letter to SEC supporting IEX proposal for new discretionary limit order type Feb. 11, 2020Comment letter on SECs proposed amendments to Investment Advisor Advertisements Rule Feb. 4, 2020CII supplemental comment letter on SEC proposal to regulate proxy advisors, concerning allegations of proxy advisor errors Jan. 30, 2020Comment letter to the SEC on proposed rules for proxy voting advice Jan. 30, 2020Comment letter to the SEC on proposed amendments to Rule 14a-8 Jan. 28, 2020CII appeal to SEC regrading FOIA determination (Response: Notice of Remand on Apr. 29, 2020) Jan. 16, 2020CII letter to SEC on NYSE proposed direct listings rule Jan. 9, 2020Letter Thanking Intuits Board on Opposing Mandatory Arbitration Shareholder Proposal - Lobbyists: Mahoney, Jeffrey P Held the following Government positions General Counsel
Foreign Entities: Foreign Entity Name: Fresenius SE KGACountry : GERMANYContribution : $0 |
Lobbying on the following issues:
FINANCIAL INSTITUTIONS/INVESTMENTS/SECURITIES Dec. 20, 2018CII letter to SEC on improving retail shareholder voting turnout and XBRL Dec. 13, 2018CII letter to SEC on reg. flex agenda Dec. 6, 2018CII letter to FTC on common ownership Dec. 5, 2018CII letter to Senate Banking Commitee on proxy process and rules Nov. 26, 2018CII letter to SEC on Reg. S-X disclosures about guarantors Nov. 8, 2018CII letter to SEC on the proxy system Nov. 8, 2018CII letter to SEC on security-based swap proposals Nov. 8, 2018CII letter to SEC on NYSE SPACs proposal Meetings with House Banking and Senate Finance staffers - Lobbyists: Mahoney, Jeffrey P Held the following Government positions General Counsel
Foreign Entities: Foreign Entity Name: Claroty LTDCountry : ISRAELContribution : $0 |
Lobbying on the following issues:
FINANCIAL INSTITUTIONS/INVESTMENTS/SECURITIES March 21, 2019CII letter to SEC on earnings releases and quarterly reports March 13, 2019CII letter to SEC on NASDAQ direct listing proposal Feb. 27, 2019CII letter to Chair and Ranking Member of Senate Banking Committee regarding hearing on capital formation and corporate governance Feb. 15, 2019CII letter to SEC on stock exchange costs Feb. 11, 2019CII letter to SEC on NYSE SPACs proposal Feb. 6, 2019CII letter to Representative Meeks on Improving Corporate Governance Through Diversity Act Jan. 31, 2019CII letter to SEC on proxy mechanics Jan. 31, 2019CII letter to SEC on MiFID II research provisions Jan. 31, 2019CII letter to SEC on mandatory arbitration Jan. 22, 2019CII letter to SEC on Long-Term Stock Exchange, Inc's registration as a national securities exchange Jan. 22, 2019CII letter to Chair and Ranking Member of Committee on Financial Services regarding H.R. 624 - Lobbyists: Mahoney, Jeffrey P Held the following Government positions General Counsel
Foreign Entities: Foreign Entity Name: GW Pharmaceuticals plcCountry : UNITED KINGDOMContribution : $0 |
Lobbying on the following issues:
FINANCIAL INSTITUTIONS/INVESTMENTS/SECURITIES July 9, 2019CII letter to Chair and Ranking Member of Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets regarding hearing on Building a Sustainable and Competitive Economy: An Examination of Proposals to Improve Environmental, Social and Governance Disclosures June 27, 2019CII letter to Senators Grassley & Reed regarding S. 1256. June 26, 2019CII letter to Endeavor Group on its dual-class IPO June 26, 2019CII-CFA-HMA joint letter to SEC Chairman Jay Clayton on MiFID II June 20, 2019CII letter to SEC Division of Corporation Finance on interpretation of the 14a-8(i)(7) ordinary business exclusion in no-action letters June 19, 2019CII letter to Chair & Ranking Member of Committee on Financial Services regarding hearing on Diversity in the Boardroom: Examining Proposals to Increase the Diversity of Americas Boards June 18, 2019CII letter to Chair and Ranking Member of Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets of Committee on Financial Services regarding hearing on Putting Investors First: Examining Proposals to Strengthen Enforcement Against Securities Law Violators - Lobbyists: Mahoney, Jeffrey P Held the following Government positions General Counsel
Foreign Entities: Foreign Entity Name: LivaNova PlcCountry : UNITED KINGDOMContribution : $0 |
Money Spent:
Amount | Client | Government Entities |
---|
$10,000
Nov 5, 2019
THIRD QUARTER REPORT
COUNCIL OF INSTITUTIONAL INVESTORS
Securities & Exchange Commission (SEC)HOUSE OF REPRESENTATIVESSENATEFederal Trade Commission (FTC)
$10,000
Feb 10, 2020
FOURTH QUARTER REPORT
COUNCIL OF INSTITUTIONAL INVESTORS
Securities & Exchange Commission (SEC)HOUSE OF REPRESENTATIVESSENATEFederal Trade Commission (FTC)
$10,000
May 12, 2020
FIRST QUARTER REPORT
COUNCIL OF INSTITUTIONAL INVESTORS
Securities & Exchange Commission (SEC)HOUSE OF REPRESENTATIVESSENATEFederal Trade Commission (FTC)
$0
Feb 11, 2019
FOURTH QUARTER REPORT
COUNCIL OF INSTITUTIONAL INVESTORS
Securities & Exchange Commission (SEC)HOUSE OF REPRESENTATIVESSENATEFederal Trade Commission (FTC)
$0
Apr 5, 2019
FIRST QUARTER REPORT
COUNCIL OF INSTITUTIONAL INVESTORS
Securities & Exchange Commission (SEC)HOUSE OF REPRESENTATIVESSENATEFederal Trade Commission (FTC)
$0
Jul 10, 2019
SECOND QUARTER REPORT
COUNCIL OF INSTITUTIONAL INVESTORS
Securities & Exchange Commission (SEC)HOUSE OF REPRESENTATIVESSENATEFederal Trade Commission (FTC)